USLegal » Legal Definitions Home » I » Investment Banker Law & Legal Definition

Investment Banker Law & Legal Definition

An investment banker is a stock broker who underwrites securities. An investment banker is the underwriter that helps a corporation issue its new securities to the public. It is a person employed by a financial institution that is in the business of raising capital for corporations and municipalities. 

Investment banks help companies and governments issue securities, help investors purchase securities, manage financial assets, trade securities and provide financial advice. Investment banks also have a large role in facilitating mergers and placements and corporate restructuring. Unlike traditional banks, investment banks do not accept deposits from and provide loans to individuals. There are several divisions in most firms; there is sales and trading which works with owners of securities, investment banking which works with issuers of securities (firms and governments) and capital markets which goes in between the other two.





Legal Definitions

Search Definitions

    Search Term(s):
    Exact word match:   

Get a Term Defined


Submit a Definition

  • Submit a Definition Help us build our database. Free listings for attorneys.
  • » Submit a Definition

  • Ask A Lawyer Online!
    An attorney will answer your question - normally within 24 hours.

Help Build USLegal

  • Join our Team and help build USLegal. Many opportunities for participation so Join our Network.
    Build USLegal

Read a Law Digest

  • Need to read the law or find an answer to a legal question? Visit our Law Digest for the largest selection of law digests and answers available.
    Go to Law Digest

Form Packages


Legal Life

Form Drafting

  • Can′t find the form you need, or need a form we offer revised for your situation? Submit your request and our attorneys will review the request and let you know if the form can be provided.
    Submit a drafting request...
Legal Forms Home