Controlling Person Law and Legal Definition
Controlling person in the context of secutities is a person having actual control over the issuer of securities according to the corporate policy. Most of the requirements applicable to the sale of securities by the issuer are applicable to the controlling person. Controlling person is also refered to as control person
Legal Definition list
Related Legal Terms
- Absent Person
- Accidental Personal Injury
- Accountable Personal Property
- Actio Personalis Moritur Cum Persona
- Action in Personam
- Actus Inceptus Cujus Perfectio Pendet Ex Voluntate Partium Revocari Potest, Si Autem Pendet Ex Voluntate Tertiae Personae, Vel Ex Contingenti, Revocar
- Adverse Personnel Action
- Affiliated Persons (Securities)
- Agency Designee [Administrative Personnel]
- Antisocial Personality Disorder
