Municipal Securities Broker Law and Legal Definition
According to 15 USCS § 78c (31), the term municipal securities broker means “a broker engaged in the business of effecting transactions in municipal securities for the account of others.”
Legal Definition list
Related Legal Terms
- Actively Traded Securities
- Adjustment Securities
- Affiliate of a Futures Commission Merchant, Commodity Trading Advisor, Commodity Pool Operator or Introducing Broker
- Affiliated Persons (Securities)
- Agency Sales Ticket (Securities)
- Agency Transaction (Securities)
- American Municipal Bond Assurance Corporation
- Antifraud Rule [Securities]
- Area Management Broker [AMB]
- Asset-Backed Securities
