Person Associated With a Government Securities Broker Law and Legal Definition
The term "person associated with a government securities broker or government securities dealer" means any partner, officer, director, or branch manager of such government securities broker or government securities dealer, or any person occupying a similar status or performing similar functions.
Any other employee of government securities broker or government securities dealer who is engaged in the management, direction, supervision, or performance of any activities relating to government securities, and any person directly or indirectly controlling, controlled by, or under common control with such government securities broker or government securities dealer are also called person associated with a government securities broker or government securities dealer. [15 USCS § 78c].
Legal Definition list
- Person Acting as a Parent
- Person [Patents]
- Person (Bankruptcy)
- Person
- Persian Gulf War
- Person Associated With a Government Securities Broker
- Person Associated With a Municipal Securities Dealer
- Person Associated With a Nationally Recognized Statistical Rating Organization
- Person Associated with a Public Accounting Firm
- Person Associated With a Security Based Swap Dealer
- Person Entitled to Enforce an Instrument
