Person Associated With a Municipal Securities Dealer Law and Legal Definition
The term "person associated with a municipal securities dealer" when used with respect to a municipal securities dealer which is a bank or a division or department of a bank means any person directly engaged in the management, direction, supervision, or performance of any of the municipal securities dealer's activities with respect to municipal securities, and any person directly or indirectly controlling such activities or controlled by the municipal securities dealer in connection with such activities. [15 USCS § 78c].
Legal Definition list
- Person Associated With a Government Securities Broker
- Person Acting as a Parent
- Person [Patents]
- Person (Bankruptcy)
- Person
- Person Associated With a Municipal Securities Dealer
- Person Associated With a Nationally Recognized Statistical Rating Organization
- Person Associated with a Public Accounting Firm
- Person Associated With a Security Based Swap Dealer
- Person Entitled to Enforce an Instrument
- Person Entitled to Priority Consideration [Civil Service Regulations]
