Securities Investor Protection Act Law and Legal Definition
Securities Investor Protection Act of 1970 (15 USCS §§ 78aaa, et seq.) is a statute that provide greater protection for customers of registered brokers and dealers and members of national securities exchanges. The statute establishes the Securities Investor Protection Corporation (SIPC). The SIPC insures investors in case their broker-dealer firms fail.
Legal Definition list
- Securities Intermediary
- Securities Information Processor
- Securities Industry Automation Corporation (SIAC)
- Securities Fraud
- Securities Exchange Act of 1934
- Securities Investor Protection Act
- Securities Investor Protection Corporation (SIPC)
- Securities Laws
- Securities Lending
- Securities Lending Risk
- Securities Option
