Security Based Swap Dealer Law and Legal Definition
The term "security-based swap dealer" means any person who:
a. holds themself out as a dealer in security-based swaps;
b. makes a market in security-based swaps;
c. regularly enters into security-based swaps with counterparties as an ordinary course of business for its own account; or
d. engages in any activity causing it to be commonly known in the trade as a dealer or market maker in security-based swaps. [15 USCS § 78c].
Legal Definition list
Related Legal Terms
- Abandoned Security Property [Agriculture]
- Access Control List [National Security]
- Access Control Mechanism [National Security]
- Accessible Space [National Security]
- Achievement-Based Education
- Activity-Based Costing
- Adverse Claim on Security
- Agricultural Biosecurity
- Alternate COMSEC Custodian [National Security]
- Alternative Security Program
