National Association of Securities Dealers Law and Legal Definition
National Association of Securities Dealers ("NASD") is a self-regulatory organization composed of security brokers and dealers operating under the supervision of the Securities and Exchange Commission (SEC).
NASD is responsible for the operation and regulation of the NASDAQ stock market and over-the-counter markets. NASD also administers exams such as the Series 7 exam, for investment professionals. NASD watches over the NASDAQ to make sure the market operates correctly.
Legal Definition list
- National Association of Realtors
- National Association of Real Estate Investment Trusts
- National Association of Personal Financial Advisors
- National Association of Older Worker Employment Services
- National Association of Legal Assistants
- National Association of Securities Dealers
- National Association of Securities Dealers Automated Quotation System
- National Association of Small Business Investment Companies
- National Association of State Alcohol and Drug Abuse Directors [NASADAD]
- National Association of State Foresters
- National Association of the Deaf Law Center
